“Order” means any order, ruling, decision, verdict, decree, writ, subpoena, mandate, precept, command, directive, consent, approval, award, judgment, injunction or other similar determination or finding by, before or under the supervision of any Government Agency, arbitrator or mediator.

FK Reading Ease
-18.7

FK Grade Level
Graduate School
  • Flag
  • “Effective Date” means the date on which the Order and Final Judgment has either been finally affirmed on appeal or is no longer subject to appeal and the time for any petition for re-argument, appeal or review thereof has expired.

    FK Reading Ease
    33.2

    FK Grade Level
    Graduate School
  • Flag
  • “Order and Final Judgment” means the Order and Final Judgment to be entered in the Action, substantially in the form of Exhibit B attached hereto, approving (among other things) this Stipulation and dismissing the Action with prejudice or, (a) as modified by the Court of Chancery with the consent of the Settling Parties, or (b) as modified by agreement of the Settling Parties in writing.

    FK Reading Ease
    1.6

    FK Grade Level
    Graduate School
  • Flag
  • “Generally Applicable Law” means the federal law of the United States of America, the law of the State of New York, that a New York lawyer exercising customary professional diligence would reasonably be expected to recognize as being applicable to the Company, the Opinion Documents or the transactions governed by the Opinion Documents, and the General Corporation Law of the State of Delaware.  Without limiting the generality of the foregoing definition of Generally Applicable Law, the term “Generally Applicable Law” does not include any law, rule or regulation that is applicable to the Company, the Opinion Documents or such transactions solely because such law, rule or regulation is part of a regulatory regime applicable to any party to any of the Opinion Documents or any of its affiliates due to the specific assets or business of such party or such affiliate.

     

    FK Reading Ease
    -2.7

    FK Grade Level
    Graduate School
  • Flag
  • “Order” means any judgment, decision, decree, order, settlement, injunction, writ, stipulation, determination or award issued by any Governmental Authority.

     

    FK Reading Ease
    2.1

    FK Grade Level
    College
  • Flag
  • ‘‘Convicted’’ includes a verdict, judgment, or plea of guilty, or a finding of guilt on a plea of nolo contendere, if such verdict, judgment, plea, or finding has not been reversed, set aside, or withdrawn, whether or not sentence has been im­posed. 

    FK Reading Ease
    65

    FK Grade Level
    High School
  • Flag
  • ‘‘Convicted’’ includes a verdict, judgment, or plea of guilty, or a finding of guilt on a plea of nolo contendere, if such verdict, judgment, plea, or finding has not been reversed, set aside, or withdrawn, whether or not sentence has been imposed. 

    FK Reading Ease
    62.6

    FK Grade Level
    High School
  • Flag
  • the term ‘‘registration information’’ means the information reported in connection with the registration or licensing of brokers and dealers and their associated persons, including disciplinary actions, regulatory, judicial, and arbitration proceedings, and other information required by law, or exchange or association rule, and the source and status of such information. 

    FK Reading Ease
    3.5

    FK Grade Level
    Graduate School
  • Flag
  • The term ‘‘related action’’, when used with respect to any judicial or administrative action brought by the Commission under the securities laws, means any judicial or administrative action brought by an entity described in subclauses (I) through (IV) of subsection (h)(2)(D)(i) that is based upon the original information provided by a whistleblower pursuant to subsection (a) that led to the successful enforcement of the Commission action. 

    FK Reading Ease
    14.9

    FK Grade Level
    Graduate School
  • Flag
  • The term “foreign proceeding” means a collective judicial or administrative proceeding in a foreign country, including an interim proceeding, under a law relating to insolvency or adjustment of debt in which proceeding the assets and affairs of the debtor are subject to control or supervision by a foreign court, for the purpose of reorganization or liquidation.

    FK Reading Ease
    -8.6

    FK Grade Level
    Graduate School
  • Flag